-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QF1y/fAix/KK1D1s5VdcVCA7ZoPutuBVx+AwjNQ/JF3AuICLYYV7dK38LH6Kami/ OJINrUqtf8Ks5Pb2Our3ww== 0001019687-04-000513.txt : 20040316 0001019687-04-000513.hdr.sgml : 20040316 20040316152806 ACCESSION NUMBER: 0001019687-04-000513 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040316 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEY ELECTRONICS INC CENTRAL INDEX KEY: 0000046043 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 131534671 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-03251 FILM NUMBER: 04672380 BUSINESS ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018420078 MAIL ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO DATE OF NAME CHANGE: 19700731 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO INC DATE OF NAME CHANGE: 19690918 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LARSON MATHEW & ALICIA CENTRAL INDEX KEY: 0001156822 IRS NUMBER: 113545962 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2 CORNELIA STREET CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 2126271862 MAIL ADDRESS: STREET 1: 2 CORNELIA STREET CITY: NEW YORK STATE: NY ZIP: 10014 SC 13D/A 1 larson_13da2-031604.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response ..... 14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Harvey Electronics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 417660107 - -------------------------------------------------------------------------------- (CUSIP Number) Matthew Larson and Alicia Larson c/o Oppenheimer, 200 Park Ave., New York, NY 10166 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 03-15-04 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CUSIP No. 13D Page of Pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Matthew Larson and Alicia Larson - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) n/a - -------------------------------------------------------------------------------- 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7. Sole Voting Power 301,800 SHARES NUMBER OF ----------------------------------------------------------------- BENEFICIALLY 8. Shared Voting Power OWNED BY EACH ----------------------------------------------------------------- REPORTING 9. Sole Dispositive Power PERSON 301,800 WITH ----------------------------------------------------------------- 10. Shared Dispositive Power - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 301,800 - -------------------------------------------------------------------------------- 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.08% (1) - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- (1) Based on 3,324,525 shares of the issuer outstanding as of March 15,2004. ITEM 1. SECURITY AND ISSUER ITEM 1. SECURITY AND ISSUER. This statement relates to the common stock of Harvey Electronics, Inc., a New York corporation (the "Issuer"). The principal executive offices of the Issuer are located at 205 Chubb Avenue, Lyndhurst, New Jersey 07071. ITEM 2. IDENTITY AND BACKGROUND. This statement is being filed by Matthew and Alicia Larson. Mr. Larson is an Executive Director, Investments of Oppenheimer. During the last five years, neither Matthew Larson nor Alicia Larson have been (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Between the period of March 4, 2004 and March 12, 2004, Mr. & Mrs. Larson sold shares of common stock in open market transactions for an aggregate sales price of approximately $93,662. This brings the total shares owned to 301,800. ITEM 4. PURPOSE OF TRANSACTION. The securities of the Issuer were sold for portfolio adjustment purposes. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of March 15,2004, Mr. and Mrs. Larson beneficially own 301,800 (9.08%) of the Issuers common stock, based upon the outstanding 3,324,525 shares of the Issuer's common stock reported in its Quarterly Report on Form 10-Q for the period ending March 15,2004. (b) As of March 15,2004, Mr. and Mrs. Larson have the sole voting and dispositive power with respect to 301,800 shares of the Issuer's common stock. Mr. and Mrs. Larson do not share any voting or dispositive power with respect to the Issuer's common stock. (c) During the last 60 days, Mr. and Mrs. Larson have engaged in the following open market transactions: TRANSACTION DATE QUANTITY PRICE PER SHARE sell 3/04/04 to 3/12/04 64,000 1.31 to 1.541 (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 15, 2004 -------------- By: /s/ Matthew Larson /s/ Alicia Larson -----END PRIVACY-ENHANCED MESSAGE-----